Higher education institutions work in a complex environment of everchanging federal, 状态, 当地的, and institutional rules and regulations. 结果是, it is imperative that compliance owners and oversight leaders stay abreast of requirements and periodically evaluate compliance plans for continuous improvement.
Below is a list of compliance resources and publications to assist in this process.
- 的 Code of Virginia contains the general and permanent laws of the Commonwealth of Virginia that have been passed by the General Assembly and signed by the Governor.
- 的 Code of Federal Regulations (CFR) is the codification of the general and permanent rules published in the Federal Register by the departments and agencies of the Federal Government. It is divided into 50 titles that represent broad areas subject to Federal regulation.
- Committee of Sponsoring 组织 of the Treadway Commission (COSO) is a joint initiative of five private sector organizations dedicated to providing thought leadership through the development of frameworks and guidance on enterprise risk management, internal control and fraud deterrence.
- Federal Sentencing Guidelines §8B2.1 Effective Compliance and Ethics Program establish the seven elements of an effective compliance and ethics program used to determine sentencing of organizations. 的 manual is established by the United States Sentencing Commission.
- Higher Education Compliance Alliance (HECA) provides the higher education community with a centralized repository of information and resources for compliance with federal laws and regulations, including their HECA 最靠谱的网赌软件 and Updates.
- US Department of Justice (DOJ) Evaluation of Effective Compliance 项目 is the Federal framework to evaluate the adequacy and effectiveness of compliance programs.
- 的 website of the Virginia General Assembly is the portal to the Commonwealth’s 状态 legislature. 的 Legislative Information System (LIS) allows the public and lobbyists alike to search and track legislation in the Virginia General Assembly.